Whistleblowers in the Corporate World - Roles, Risks, and ProtectionsCode: 27-WHISTLE

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Course Details

Pages:  36

Course Overview
This course provides an overview of whistleblowing in the corporate environment, focusing on the roles, risks, and protections associated with whistleblowers. It explores the legal frameworks that protect whistleblowers, including key U.S. regulations such as the Sarbanes-Oxley Act, the Dodd-Frank Act, and the False Claims Act. The course further examines the whistleblowing process, common challenges faced by whistleblowers, and best practices companies can put in place to support whistleblowers.

Learning Objectives
Upon completion of this course, you will be able to:
  • Identify key legal protections for whistleblowers, including SOX, Dodd-Frank, and the FCA
  •  Recognize the role of whistleblowers in addressing corporate misconduct
  •  Recall steps in the whistleblowing process and reporting channels
  •  Distinguish between the risks and challenges whistleblowers face
  •  Determine incentives available to encourage whistleblowing
  •  Select best practices for supporting and protecting whistleblowers
Category: Behavioral Ethics

Recommended CPE Hours: 2

Level of knowledge: Overview

Prerequisite: General understanding of Behavioral Ethics

Advanced Preparation: None
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