The Cornerstones of SEC Reporting – Mastering Forms 10-K and 8-KCode: 27-SECREPORT

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Course Details

Pages:66
Course Overview
This course provides a practical, two-part overview of the core SEC filings required of
U.S. publicly traded companies, beginning with Form 10-K. It covers key regulatory
requirements, filing deadlines, and the primary components of the annual report,
including the financial statements, MD&A, risk factors, internal controls, and
corporate governance disclosures. It then shifts to Form 8-K, offering a clear
explanation of its purpose, structure, and disclosure requirements for several
common triggering events. The course also discusses how Form 8-K requirements
have evolved over time and the role these filings play in keeping investors informed
of significant developments between periodic reports.

Category: Accounting

Recommended CPE Hours: 4

Level of knowledge: Overview

Prerequisite: General understanding of GAAP

Advanced Preparation: None
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